Investment Firms Authorised in Slovakia

Every entry ESMA's union public register holds with Slovakia as its home member state — what each firm is authorised as, when, and which authorisations have since been withdrawn.

This is not the crypto register. MiFID / AIFMD / UCITS investment firms — NOT the MiCA crypto register — investment firms, fund managers and trading venues. A firm listed here may hold no permission for crypto-assets at all. For that, use the guided check against the MiCA register.

A listing is a permission, not a recommendation. ESMA publishes that a firm is authorised. That is a record of a permission, not a recommendation, and not a statement that the firm is safe. No firm on this page is assessed, scored or ranked by us, and the order is alphabetical so that the order cannot be read as a judgement either.

74 entries · 59 recorded as current · 15 recorded as withdrawn · authority: National Bank of Slovakia (NBS)

  • 365.bank, a. s.Investment firm · authorised 1 January 1993Current
  • 365.invest, správ. spol., a. s.AIFM · authorised 28 July 2000Current
  • 365.invest, správ. spol., a. s.UCITS management company · authorised 28 July 2000Current
  • Across Asset Management, správ. spol., a. s.AIFM · authorised 8 July 2025Current
  • Across Private Investments, o.c.p., a.s.Investment firm · authorised 17 December 2002Current
  • Across Wealth Creators s. r. o.European Crowdfunding Service Provider · authorised 11 May 2023Current
  • Arca Brokerage House o.c.p. a.s. – odštěpní závodInvestment firm · branch · withdrawn 27 December 2021Withdrawn
  • Arca Brokerage House o.c.p., a.s.Investment firm · withdrawn 27 December 2021Withdrawn
  • Asset Management Slovenskej sporiteľne, správ. spol., a.s.AIFM · withdrawn 13 July 2023Withdrawn
  • Asset Management Slovenskej sporiteľne, správ. spol., a.s.UCITS management company · withdrawn 13 July 2023Withdrawn
  • Avanea, správ. spol., a.s.AIFM · withdrawn 28 September 2023Withdrawn
  • B.I.G. Invest, o.c.p., a.s.Investment firm · authorised 29 March 2022Current
  • B.I.G. Invest, o.c.p., a.s., odštěpný závodInvestment firm · branch · authorised 5 February 2023Current
  • Burza cenných papierov v Bratislava, a.s.Multilateral trading facility · authorised 26 March 2008Current
  • Burza cenných papierov v Bratislave, a.s.Regulated market · authorised 1 April 1993Current
  • CAPITAL MARKETS, o.c.p., a.s.Investment firm · authorised 31 October 2007Current
  • CAPITAL MARKETS, o.c.p.,a.s. - odštěpný závodInvestment firm · branch · authorised 2 January 2018Current
  • Československá obchodná banka, a.s.Investment firm · authorised 1 January 2008Current
  • Ci investment, s. r. o.European Crowdfunding Service Provider · authorised 15 February 2024Current
  • Crowdberry Investment Platform j. s. a.European Crowdfunding Service Provider · authorised 29 June 2023Current
  • Crowdmeup s. r. o.European Crowdfunding Service Provider · authorised 13 December 2023Current
  • DLHOPIS, o.c.p., a.s.Investment firm · withdrawn 15 December 2022Withdrawn
  • Eurizon Asset Management Slovakia, správ. spol., a.s.UCITS management company · authorised 4 February 2000Current
  • European Investment Centre, o.c.p., a.s.Investment firm · authorised 10 September 2009Current
  • European Investment Centre, o.c.p., a.s. - organizační složkaInvestment firm · branch · withdrawn 20 July 2024Withdrawn
  • FINAX, o.c.p., a. s.Investment firm · authorised 5 December 2017Current
  • Finax, o.c.p., a.s. pobočkaInvestment firm · branch · authorised 6 October 2020Current
  • Finax, o.c.p., a.s., Spółka akcyjna, Oddział w PolsceInvestment firm · branch · authorised 9 November 2021Current
  • FINVESTOREuropean Crowdfunding Service Provider · authorised 31 December 2024Current
  • G-Force, s. r. o.EVC · authorised 16 August 2021Current
  • HABERL Wealth Management, o. c. p., a. s.Investment firm · authorised 23 March 2020Current
  • HABERL Wealth Management, o.c.p., a.s., odštěpný závodInvestment firm · branch · authorised 14 February 2023Current
  • HB Reavis Investment Management správ. spol., a. s.AIFM · authorised 12 September 2016Current
  • IAD Investments, správ. spol., a. s.AIFM · authorised 11 July 2014Current
  • IAD Investments, správ. spol., a. s.UCITS management company · authorised 2 January 2001Current
  • Infinity ELITE, o.c.p., a.s.Investment firm · withdrawn 11 November 2021Withdrawn
  • International Investment Platform, o.c.p., a.s.Investment firm · authorised 19 December 2008Current
  • Invest4Life, o.c.p., a.s.Investment firm · authorised 3 May 2018Current
  • Investin, o.c.p., a.s.Investment firm · withdrawn 3 August 2023Withdrawn
  • J&T INVESTIČNÁ SPOLOČNOSŤ, správ. spol., a.s.AIFM · authorised 25 May 2021Current
  • Mercurius Pro o.c.p., a.s, odštěpný závodInvestment firm · branch · authorised 16 April 2020Current
  • Mercurius Pro, o.c.p., a.s.Investment firm · authorised 14 September 2017Current
  • Occam Investments s. r. o.EVC · authorised 20 June 2024Current
  • OMNIUM CAPITAL, o.c.p., a.s.Investment firm · authorised 21 December 2017Current
  • OMNIUM CAPITAL, o.c.p., a.s., odštěpný závodInvestment firm · branch · withdrawn 31 May 2024Withdrawn
  • PARTNERS ASSET MANAGEMENT, správ. spol., a. s.AIFM · authorised 14 September 2020Current
  • PARTNERS INVESTMENTS, o.c.p., a.s.Investment firm · authorised 30 April 2019Current
  • Penta Bank, a. s., pobočka Česká republikaInvestment firm · branch · authorised 13 November 2017Current
  • Prima banka Slovensko, a.s.Investment firm · authorised 1 February 1993Current
  • Privatbanka, a.s.Investment firm · authorised 1 June 1996Current
  • PRIVESTO CAPITAL, a.s., obchodník s cennými papiermiInvestment firm · withdrawn 23 October 2024Withdrawn
  • PROXENTA Finance, o.c.p., a.s.Investment firm · authorised 5 March 2012Current
  • QuantOn Solutions, o.c.p., a.s.Investment firm · authorised 2 June 2016Current
  • RIB SLOVAKIA, správ. spol., a.s.AIFM · withdrawn 4 July 2024Withdrawn
  • RM - S Market o.c.p., a.s.Investment firm · authorised 17 October 2003Current
  • SAB o.c.p., a.sInvestment firm · authorised 16 September 2005Current
  • SAB o.c.p., a.s. - odštěpný závodInvestment firm · branch · authorised 27 June 2019Current
  • Sandberg Capital, správ. spol., a.s.AIFM · authorised 17 July 2014Current
  • Slovak Asset Management, správ. spol., a.s.AIFM · withdrawn 20 January 2025Withdrawn
  • Slovenská sporiteľňa, a.s.Investment firm · authorised 1 March 1995Current
  • Sunvest digital a. s.European Crowdfunding Service Provider · authorised 24 November 2023Current
  • Sympatia Financie, o.c.p., a.s.Investment firm · authorised 8 July 2002Current
  • Tatra Asset Management, správ. spol., a. s.UCITS management company · authorised 3 April 2000Current
  • Tatra Asset Management, správ. spol., a.s.AIFM · authorised 3 April 2000Current
  • Tatra banka, a.s.Investment firm · authorised 1 October 1990Current
  • Tremint, s. r. o.European Crowdfunding Service Provider · authorised 9 April 2024Current
  • U.P. o.c.p., a.s.Investment firm · withdrawn 31 March 2026Withdrawn
  • VALOR, o.c.p., a.s.Investment firm · authorised 6 February 2015Current
  • VOSEM Capital, správ. spol., a. s.AIFM · authorised 2 December 2024Current
  • Všeobecná úverová banka a.s., pobočka Praha; zkráceně: VUB, a.s., pobočka PrahaInvestment firm · branch · authorised 14 January 1993Current
  • Všeobecná úverová banka, a.s.Investment firm · authorised 1 January 1990Current
  • Wealth Effect Management, o.c.p., a.s.Investment firm · authorised 21 July 2017Current
  • Winners Investments o.c.p., a.s.Investment firm · authorised 7 December 2022Current
  • ZENIT kapital o.c.p., a.s.Investment firm · withdrawn 22 April 2022Withdrawn

What “Home Member State” Means Here

It is the state whose authority granted the authorisation — not necessarily the only place the firm operates. A firm authorised in one member state may serve clients in others, and the register separately records branches with a host state. Entries marked branch on this page are branch entries rather than head offices.

So a firm being absent from your own country’s page does not mean it cannot lawfully deal with you, and its being present does not mean it may do everything. The register overview explains what the permissions are and what falls outside them.

Other Member States

Germany 2,840 · France 1,633 · Luxembourg 1,237 · Spain 1,146 · Italy 771 · Netherlands 670 · Austria 667 · Poland 625 · Ireland 588 · Sweden 458 · Cyprus 430 · Denmark 366 · Finland 339 · Norway 298 · Malta 233 · Hungary 213 · Portugal 181 · Liechtenstein 172 · Czechia 155 · Belgium 151 · Bulgaria 135 · Greece 121 · Romania 100 · Iceland 69 · Croatia 66 · Lithuania 66 · Latvia 48 · Estonia 36 · Slovenia 26 · United Kingdom 1

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