Investment Firms Authorised in Romania
Every entry ESMA's union public register holds with Romania as its home member state — what each firm is authorised as, when, and which authorisations have since been withdrawn.
This is not the crypto register. MiFID / AIFMD / UCITS investment firms — NOT the MiCA crypto register — investment firms, fund managers and trading venues. A firm listed here may hold no permission for crypto-assets at all. For that, use the guided check against the MiCA register.
A listing is a permission, not a recommendation. ESMA publishes that a firm is authorised. That is a record of a permission, not a recommendation, and not a statement that the firm is safe. No firm on this page is assessed, scored or ranked by us, and the order is alphabetical so that the order cannot be read as a judgement either.
100 entries · 87 recorded as current · 13 recorded as withdrawn · authorities: National Bank of Romania (BNR) · Romanian Financial Supervisory Authority
- AGISTA MANAGEMENT S.R.L.Current
- ALPHA BANK ROMANIA S.A.Current
- AMUNDI ASSET MANAGEMENT S.A.I. S.A.Current
- BANCA CENTRALA COOPERATISTA CREDITCOOPCurrent
- BANCA COMERCIALA FEROVIARA S.A.Current
- BANCA COMERCIALA INTESA SANPAOLO ROMANIA S.A.Current
- BANCA COMERCIALA ROMANA S.A.Current
- BANCA DE EXPORT A ROMANIEI EXIMBANK S.A.Current
- BANCA ROMANA DE CREDITE SI INVESTITII S.A.Current
- BANCA ROMANEASCA S.A. Membra a Grupului National Bank of GreeceWithdrawn
- BANCA TRANSILVANIA S.A.Current
- BANCA TRANSILVANIA S.A.Current
- BANK LEUMI ROMANIA S.A.Withdrawn
- BRD - Groupe Société Générale S.A.Current
- BRD ASSET MANAGEMENT S.A.I. S.A.Current
- BRD-GROUPE SOCIETE GENERALE S.A.Current
- BT ASSET MANAGEMENT S A I S.A.Current
- BT ASSET MANAGEMENT S A I S.A.Current
- BT CAPITAL PARTNERS S.ACurrent
- Bursa de Valori Bucuresti SACurrent
- Bursa de Valori Bucuresti SACurrent
- Bursa de Valori București SACurrent
- BURSA ROMANA DE MARFURI (ROMANIAN COMMODITIES EXCHANGE) S.A.Current
- BURSA ROMANA DE MARFURI (ROMANIAN COMMODITIES EXCHANGE) S.A.Current
- CEC BANK S.A.Current
- CREDIT AGRICOLE BANK ROMANIA S.A.Withdrawn
- CREDIT EUROPE BANK (ROMANIA) S.A.Current
- ENERGEIA CAPITAL SACurrent
- ESTINVEST S.A.Current
- European Digital Exchange S.A.Current
- EVERGENT INVESTMENTS S.A.Current
- Fagura Finance S.R.L.Current
- FINACO SECURITIES S.A.Current
- FIRST BANK S.A.Current
- GARANTI BANK S.A.Current
- GOLDRING S.A.Current
- GROWCEANU ANGEL INVESTMENT SRLCurrent
- HEAD NORTH INVESTMENTS S.R.L.Current
- HIGHCROWD ESTATE TECHNOLOGIES S.A.Current
- IDEA BANK S.A.Current
- IFB FINWEST S.A.Current
- IMPETUM PROPERTY MANAGEMENT S.R.L.Withdrawn
- INFINITY CAPITAL INVESTMENTS S.A.Current
- INNO INVESTMENTS S.A.I. S.A.Current
- INNO INVESTMENTS S.A.I. S.A.Current
- INTERDEALER CAPITAL INVEST S.A.Current
- INTERFINBROK CORPORATION S.A.Current
- INVESTIMENTALCurrent
- LIBRA INTERNET BANK S.A.Current
- LION CAPITAL S.A.Current
- MUNTENIA GLOBAL INVEST S.A.Current
- NOVA VISION INVESTMENTS AFIA S.A.Withdrawn
- OPI CAPITAL SRLCurrent
- OPTIMUS FINTECH SAWithdrawn
- OTP BANK ROMANIA S.A.Withdrawn
- PATRIA BANK S.A.Current
- PORSCHE BANK ROMANIA S.A.Current
- PRIME TRANSACTION S.A.Current
- PROCREDIT BANK S.A.Current
- RAIFFEISEN BANK S.A.Current
- ROCA MANAGEMENT S.R.L.Current
- ROCA X MANAGEMENT S.R.L.Current
- S.A.I. ATLAS ASSET MANAGEMENT S.A.Current
- S.A.I. ATLAS ASSET MANAGEMENT S.A.Current
- S.A.I. BROKER S.A.Current
- S.A.I. CAPITAL POINT S.A.Current
- S.A.I. CAPITAL POINT S.A.Current
- S.A.I. ERSTE ASSET MANAGEMENT S.A.Current
- S.A.I. GLOBINVEST S.A.Current
- S.A.I. GLOBINVEST S.A.Current
- S.A.I. RAIFFEISEN ASSET MANAGEMENT SACurrent
- S.A.I. STAR ASSET MANAGEMENT SACurrent
- S.A.I. STAR ASSET MANAGEMENT SACurrent
- S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.Current
- S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.Current
- S.S.I.F. BLUE ROCK FINANCIAL SERVICES S.A.Current
- S.S.I.F. VIENNA INVESTMENT TRUST S.A.Withdrawn
- SAI BROKER SACurrent
- SAI PATRIA ASSET MANAGEMENT S.A.Current
- SAI TRADEVILLE ASSET MANAGEMENT S.A.Withdrawn
- SAI TRADEVILLE ASSET MANAGEMENT S.A.Withdrawn
- SEEDBLINK S.A.Current
- SHARE INVEST S.A.Current
- SMART EQUITY SRLCurrent
- SOCIETATEA DE ADMINISTRARE A INVESTITIILOR MUNTENIA INVEST S.A.Current
- SOCIETATEA DE ADMINISTRARE A INVESTITIILOR MUNTENIA INVEST S.A.Current
- SOCIETATEA DE ADMINISTRARE A INVESTITIILOR SIRA S.A.Withdrawn
- SOCIETATEA DE ADMINISTRARE A INVESTITIILOR SIRA S.A.Withdrawn
- SOCIETATEA DE INVESTITII ALTERNATIVE CU CAPITAL PRIVAT SPARKING CAPITAL S.A.Current
- SSIF BRK FINANCIAL GROUP S.A.Current
- STK FINANCIAL AFIA S.A.Current
- STOCKESTATE CROWDFUNDING S.R.LCurrent
- SWISS CAPITAL S.A.Current
- SYNDIFI CROWD PLATFORM SRLCurrent
- TRADEVILLE S.A.Current
- TRANSILVANIA INVESTMENTS ALLIANCE S.A.Current
- UNICREDIT BANK S.A.Current
- VENEVO CSP S.R.L.Current
- VISTA BANK (ROMANIA) S.A.Current
- VOLTINVEST .S.AWithdrawn
What “Home Member State” Means Here
It is the state whose authority granted the authorisation — not necessarily the only place the firm operates. A firm authorised in one member state may serve clients in others, and the register separately records branches with a host state. Entries marked branch on this page are branch entries rather than head offices.
So a firm being absent from your own country’s page does not mean it cannot lawfully deal with you, and its being present does not mean it may do everything. The register overview explains what the permissions are and what falls outside them.
Other Member States
Germany 2,840 · France 1,633 · Luxembourg 1,237 · Spain 1,146 · Italy 771 · Netherlands 670 · Austria 667 · Poland 625 · Ireland 588 · Sweden 458 · Cyprus 430 · Denmark 366 · Finland 339 · Norway 298 · Malta 233 · Hungary 213 · Portugal 181 · Liechtenstein 172 · Czechia 155 · Belgium 151 · Bulgaria 135 · Greece 121 · Slovakia 74 · Iceland 69 · Croatia 66 · Lithuania 66 · Latvia 48 · Estonia 36 · Slovenia 26 · United Kingdom 1