Every Investment adviser (SEC-registered) on the Register

SEC — Information about Registered Investment Advisers (Form ADV) classifies 17,143 entries this way, across 1 jurisdiction. The label is the register's own.

What this register covers. SEC-registered investment advisers — NOT broker-dealers, NOT state-registered advisers, NOT exempt reporting advisers. A firm listed here may hold no permission for anything else, and a firm absent from it may be lawfully authorised under a regime this register does not cover. If the firm you are checking offered you crypto, start with the guided check.

An authorisation is not an endorsement. SEC registration means a firm has filed Form ADV and is registered as an investment adviser. The SEC does not approve, recommend or vouch for any adviser, and registration is not a statement that the firm is safe or that it may hold your money. No firm on this page is scored, ranked or assessed by us, there is no green tick anywhere on this site, and lists are ordered alphabetically so that the order cannot be read as a judgement either.

17,143 entries · 17,143 recorded as current · 0 recorded as withdrawn · 1 jurisdiction · register code RIA

17,143 further entries are held but not listed row by row on this page, because a single page of them would be too large to load: U.S. Securities and Exchange Commission — Information about Registered Investment Advisers (Form ADV data) (17,143). Use the regulator’s own search for a single name; company pages on this site that match one of these entries show it.

Other Categories on the Register

Money services business (FinCEN self-registration) 26,841 · Money services business (AML registration) 8,241 · Investment firm 7,166 · Australian Financial Services licensee 6,473 · AIFM 3,786 · Financial instruments business operator 1,951 · UCITS management company 1,702 · EVC 483 · Crypto-asset service provider (MiCA) 367 · European Crowdfunding Service Provider 261 · Cyprus Investment Firm (CIF) 248 · Multilateral trading facility 178 · MiCA crypto-asset service provider passported into France 160 · Regulated market 136 · Digital asset service provider (PSAN registration) 117 · Systematic internaliser 113 · Futures commission merchant 73 · Organised trading facility 32 · Crypto-asset service provider (MiCA, AMF-authorised) 30 · Crypto-asset exchange service provider 27 · Approved reporting mechanism 20 · ESF 17 · Approved publication arrangement 15 · Virtual asset service provider (BSP) 9 · Crypto-asset services notified to the AMF under MiCA Article 60 6 · Digital asset service provider (PSAN licence, PACTE law) 4 · Retail foreign exchange dealer 1

SEC registration means a firm has filed Form ADV and is registered as an investment adviser. The SEC does not approve, recommend or vouch for any adviser, and registration is not a statement that the firm is safe or that it may hold your money.

This content has been edited: the SEC's monthly file has been parsed and re-presented. Sole proprietors (natural persons) are omitted and home addresses are withheld. The SEC's own copy and IAPD are authoritative. U.S. Securities and Exchange Commission does not endorse this publication.

Source: U.S. Securities and Exchange Commission — Information about Registered Investment Advisers (Form ADV data), read on 2026-10-08. Licence: Public information: "may be copied or further distributed by users of the web site without the SEC's permission" (sec.gov website dissemination notice); a work of the U.S. Government, 17 U.S.C. § 105.. The authority’s own copy is the authoritative one; ours is a copy of a public file taken on the date shown. A register is published on the authority’s own rhythm and our copy is taken on the date shown, so a firm can hold a current authorisation and still be absent from this page.