← Companies regulators have named
REGULATOR WARNING · NOT AUTHORISED
Sword Capital Financial Brokerage Company
Capital Markets Authority Kuwait — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) published a warning naming Sword Capital Financial Brokerage Company, dated 28 February 2024. In its own words: “Capital Markets Authority (Kuwait) alert, published via IOSCO I-SCAN #29190. Category: Unregistered/Unlicensed entity offering financial products or services. Name: Sword Capital Financial Brokerage Company. Additional information: Sword Capital Financial Brokerage Company license’s (Securities Broker not Registered …” The authority records that the entry was removed from its list. Read it at the source ↗
To cite: The Market Standard, “Sword Capital Financial Brokerage Company — what regulators have published”, marketstandard.org/company/sword-capital-financial-brokerage-company-45454. Cite the authority’s own publication as the primary source.
This records what named authorities published — it is not our finding.
The published record
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| Date | Country | Authority | Type | What it says | Status | Source |
|---|---|---|---|---|---|---|
| 28 February 2024 | Kuwait | Capital Markets Authority Kuwait — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) | Warning | Not authorised — the regulator states the site, or the entity behind it, is not authorised — the authority records that the entry was removed from its list “Capital Markets Authority (Kuwait) alert, published via IOSCO I-SCAN #29190. Category: Unregistered/Unlicensed entity offering financial products or services. Name: Sword Capital Financial Brokerage Company. Additional information: Sword Capital Financial Brokerage Company license’s (Securities Broker not Registered with an Exchange) is hereby cancelled, and it shall be removed from the licensed persons register at the CMA-Kuwait due to violating articles of Law No. 7 of 2010 mentioned in the resolution No. (19) of 2024” [+]“Capital Markets Authority (Kuwait) alert, published via IOSCO I-SCAN #29190. Category: Unregistered/Unlicensed entity offering financial products or services. Name: Sword Capital Financial Brokerage Company. Additional information: Sword Capital Financial Brokerage Company license’s (Securities Broker not Registered with an Exchange) is hereby cancelled, and it shall be removed from the licensed persons register at the CMA-Kuwait due to violating articles of Law No. 7 of 2010 mentioned in the resolution No. (19) of 2024” | No longer current | Open source |
Details ↗
“Capital Markets Authority (Kuwait) alert, published via IOSCO I-SCAN #29190. Category: Unregistered/Unlicensed entity offering financial products or services. Name: Sword Capital Financial Brokerage Company. Additional information: Sword Capital Financial Brokerage Company license’s (Securities Broker not Registered with an Exchange) is hereby cancelled, and it shall be removed from the licensed persons register at the CMA-Kuwait due to violating articles of Law No. 7 of 2010 mentioned in the resolution No. (19) of 2024”
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