← Companies regulators have named
REGULATOR ACTION
RBC Capital Markets LLC
FMA New Zealand — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) published a warning naming RBC Capital Markets LLC, dated 2 March 2026. In its own words: “Financial Markets Authority (New Zealand) alert, published via IOSCO I-SCAN #49352. Category: Fraud and Other Types of Misconduct. Products: Derivatives (options, futures, binary options, CFDs, forex, swaps, etc.). Name: RBC Capital Markets LLC. Website: cab[.]rbc77pllatform[.]com/.” This page lists 1 further item from 2 authorities in all, each linked to its source, with its date where the source gives one. Read it at the source ↗
To cite: The Market Standard, “RBC Capital Markets LLC — what regulators have published”, marketstandard.org/company/rbc-capital-markets-llc-45574. Cite the authority’s own publication as the primary source.
This records what named authorities published — it is not our finding.
The published record
Every regulator warning, enforcement publication and published consumer complaint we hold, newest first. Inclusion is the authority's statement in its own terms, not a court finding.
| Date | Country | Authority | Type | What it says | Status | Source |
|---|---|---|---|---|---|---|
| 2 March 2026 | New Zealand | FMA New Zealand — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) | Warning | Warning or alert list entry naming it — the regulator’s own page says why “Financial Markets Authority (New Zealand) alert, published via IOSCO I-SCAN #49352. Category: Fraud and Other Types of Misconduct. Products: Derivatives (options, futures, binary options, CFDs, forex, swaps, etc.). Name: RBC Capital Markets LLC. Website: cab[.]rbc77pllatform[.]com/.” [+]“Financial Markets Authority (New Zealand) alert, published via IOSCO I-SCAN #49352. Category: Fraud and Other Types of Misconduct. Products: Derivatives (options, futures, binary options, CFDs, forex, swaps, etc.). Name: RBC Capital Markets LLC. Website: cab[.]rbc77pllatform[.]com/.” | Current | Open source |
| 16 February 2024 | Canada | BC Securities Commission — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) | Warning | Not authorised — the regulator states the site, or the entity behind it, is not authorised “British Columbia Securities Commission (British Columbia) alert, published via IOSCO I-SCAN #28900. Category: Unregistered/Unlicensed entity offering financial products or services. Name: RBC Capital Markets LLC (no relation to the registered firm RBC Capital Markets, LLC).” [+]“British Columbia Securities Commission (British Columbia) alert, published via IOSCO I-SCAN #28900. Category: Unregistered/Unlicensed entity offering financial products or services. Name: RBC Capital Markets LLC (no relation to the registered firm RBC Capital Markets, LLC).” | Current | Open source |
Details ↗
“Financial Markets Authority (New Zealand) alert, published via IOSCO I-SCAN #49352. Category: Fraud and Other Types of Misconduct. Products: Derivatives (options, futures, binary options, CFDs, forex, swaps, etc.). Name: RBC Capital Markets LLC. Website: cab[.]rbc77pllatform[.]com/.”
Details ↗
“British Columbia Securities Commission (British Columbia) alert, published via IOSCO I-SCAN #28900. Category: Unregistered/Unlicensed entity offering financial products or services. Name: RBC Capital Markets LLC (no relation to the registered firm RBC Capital Markets, LLC).”
Licences on registers we hold
Inclusion on a register is not a recommendation. What the public registers we hold record under this name. A register entry confirms permissions in that jurisdiction, not an endorsement.
| Match | Registered name | Register / authority | Country | Status | Entry |
|---|---|---|---|---|---|
| Same entity | RBC CAPITAL MARKETS LLC | U.S. Commodity Futures Trading Commission | United States | Current | Entry |
| Same entity | RBC CAPITAL MARKETS, LLC | U.S. Securities and Exchange Commission | United States | Current | Entry |
| Related name (RBC Capital Markets) | RBC Capital Markets (Europe) GmbH | Federal Financial Supervisory Authority (BaFin) | Germany | Current | Entry |
| Related name (RBC Capital Markets) | RBC Capital Markets (Europe) GmbH | Federal Financial Supervisory Authority (BaFin) | Germany | Current | Entry |
| Related name (RBC Capital Markets) | RBC Capital Markets (Europe) GmbH | Netherlands Authority for the Financial Markets (AFM) | Germany | Current | Entry |
| Related name (RBC Capital Markets) | RBC CAPITAL MARKETS (EUROPE) GMBH, SUCURSAL EN ESPAÑA | Federal Financial Supervisory Authority (BaFin) | Germany | Current | Entry |
| Related name (RBC Capital Markets) | RBC Capital Markets (Japan) Limited | Kanto Regional Finance Bureau (Financial Services Agency of Japan) | Japan | Current | Entry |
| Related name (RBC Capital Markets) | RBC Capital markets Europe GmbH | Federal Financial Supervisory Authority (BaFin) | Germany | Current | Entry |
Websites named with this company
Named on the same notice or headline — not proof of common ownership.
Sanctions name-matches
No crypto address in our copy of the OFAC list is designated under this name. That list covers only designations that carry a crypto address; it is not a full sanctions screen.
Broker discovery record
The broker discovery engine holds no record under this name or website in its published corpus. That is a statement about one corpus, not about the subject.
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What this record does not tell you
- It is not our finding. Nothing on this page says this subject committed fraud. It records what named authorities published, on the dates shown.
- A warning is the regulator's statement, not a conviction. Many lists name firms that are not licensed in that jurisdiction, or that were reported by the public.
- Same name, different entity. Names are matched as written. A legitimate firm can share a name with a warned entity, and clones copy real names deliberately.
- Absence is not clearance. An entity with no page here may simply not have been warned about yet — that is the normal state of a new fraud.
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