← Companies regulators have named
REGULATOR ACTION
Nelson Capital Advisors
Central Bank of Ireland — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) published a warning naming Nelson Capital Advisors, dated 24 May 2013. In its own words: “Central Bank of Ireland (Ireland) alert, published via IOSCO I-SCAN #2733. Category: no category given. Name: Nelson Capital Advisors. Additional information: Nelson Capital Advisors is not authorised to provide investment services in Ireland. The firm purports to be based in the USA.” This page lists 1 further item from 2 authorities in all, each linked to its source, with its date where the source gives one. Read it at the source ↗
To cite: The Market Standard, “Nelson Capital Advisors — what regulators have published”, marketstandard.org/company/nelson-capital-advisors-29432. Cite the authority’s own publication as the primary source.
This records what named authorities published — it is not our finding.
The published record
Every regulator warning, enforcement publication and published consumer complaint we hold, newest first. Inclusion is the authority's statement in its own terms, not a court finding.
| Date | Country | Authority | Type | What it says | Status | Source |
|---|---|---|---|---|---|---|
| 24 May 2013 | Ireland | Central Bank of Ireland — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) | Warning | Warning or alert list entry naming it — the regulator’s own page says why “Central Bank of Ireland (Ireland) alert, published via IOSCO I-SCAN #2733. Category: no category given. Name: Nelson Capital Advisors. Additional information: Nelson Capital Advisors is not authorised to provide investment services in Ireland. The firm purports to be based in the USA.” [+]“Central Bank of Ireland (Ireland) alert, published via IOSCO I-SCAN #2733. Category: no category given. Name: Nelson Capital Advisors. Additional information: Nelson Capital Advisors is not authorised to provide investment services in Ireland. The firm purports to be based in the USA.” | Historical (>3 yrs) — 2013 | Open source |
| 18 February 2013 | UK | Financial Conduct Authority — via IOSCO I-SCAN (International Securities & Commodities Alerts Network) | Warning | Warning or alert list entry naming it — the regulator’s own page says why “Financial Conduct Authority (United Kingdom) alert, published via IOSCO I-SCAN #2520. Category: no category given. Name: Nelson Capital Advisors.” [+]“Financial Conduct Authority (United Kingdom) alert, published via IOSCO I-SCAN #2520. Category: no category given. Name: Nelson Capital Advisors.” | Historical (>3 yrs) — 2013 | Open source |
Details ↗
“Central Bank of Ireland (Ireland) alert, published via IOSCO I-SCAN #2733. Category: no category given. Name: Nelson Capital Advisors. Additional information: Nelson Capital Advisors is not authorised to provide investment services in Ireland. The firm purports to be based in the USA.”
Details ↗
“Financial Conduct Authority (United Kingdom) alert, published via IOSCO I-SCAN #2520. Category: no category given. Name: Nelson Capital Advisors.”
Licences on registers we hold
Inclusion on a register is not a recommendation. What the public registers we hold record under this name. A register entry confirms permissions in that jurisdiction, not an endorsement.
| Match | Registered name | Register / authority | Country | Status | Entry |
|---|---|---|---|---|---|
| Same entity | NELSON ENTERPRISES LLC | U.S. Securities and Exchange Commission | United States | Current | Entry |
Sanctions name-matches
No crypto address in our copy of the OFAC list is designated under this name. That list covers only designations that carry a crypto address; it is not a full sanctions screen.
Broker discovery record
The broker discovery engine holds no record under this name or website in its published corpus. That is a statement about one corpus, not about the subject.
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What this record does not tell you
- It is not our finding. Nothing on this page says this subject committed fraud. It records what named authorities published, on the dates shown.
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