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REGULATOR WARNING · NOT AUTHORISED

株式会社一光

First recorded June 2014 · Last updated June 2014

Japan FSA published a warning naming 株式会社一光, dated June 2014. In its own words: “金融庁「無登録で金融商品取引業を行う者の名称等について」(01[.]xlsx): 株式会社一光 / 代表取締役社長 Ａ — 勧誘資料等を送付したうえで、株式の売買の媒介等を行っていたもの。 — 当該業者から電話において、新規公開株を取得できるとの勧誘を受けた後、会員申込書を含む勧誘資料の送付を受け、入会後、新規公開株売買及び上場株式売買の約定後には、「お取引の明細兼支払通知書」と題する資料の送付を受けたとの情報が寄せられている。 勧誘資料には、「新聞には載らない個別銘柄情報」、「『一光式投資法なら情報だけであなたも勝ち組』出版予定」等と記載されており、電話において、投資助言の勧誘を受けたとの情報も寄せられている。 — 掲載時期 …” Read it at the source ↗

To cite: The Market Standard, “株式会社一光 — what regulators have published”, marketstandard.org/company/13857. Cite the authority’s own publication as the primary source.

This records what named authorities published — it is not our finding.

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June 2014 · Japan · Japan FSA
Warning — Not authorised — the regulator states the site, or the entity behind it, is not authorised
Historical (>3 yrs) — 2014
Details ↗

“金融庁「無登録で金融商品取引業を行う者の名称等について」(01[.]xlsx): 株式会社一光 / 代表取締役社長　Ａ — 勧誘資料等を送付したうえで、株式の売買の媒介等を行っていたもの。 — 当該業者から電話において、新規公開株を取得できるとの勧誘を受けた後、会員申込書を含む勧誘資料の送付を受け、入会後、新規公開株売買及び上場株式売買の約定後には、「お取引の明細兼支払通知書」と題する資料の送付を受けたとの情報が寄せられている。 勧誘資料には、「新聞には載らない個別銘柄情報」、「『一光式投資法なら情報だけであなたも勝ち組』出版予定」等と記載されており、電話において、投資助言の勧誘を受けたとの情報も寄せられている。 — 掲載時期 平成26年6月”

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