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REGULATOR WARNING · NOT AUTHORISED

プロジェクトワン投資顧問株式会社

First recorded October 2014 · Last updated October 2014

Japan FSA published a warning naming プロジェクトワン投資顧問株式会社, dated October 2014. In its own words: “金融庁「無登録で金融商品取引業を行う者の名称等について」(01[.]xlsx): プロジェクトワン投資顧問株式会社 / 代表取締役社長 Ａ（Ｂ） — 勧誘資料等を送付したうえで、社債の買取りの勧誘を行っていたほか、会社概要に投資助言・代理業及び投資運用業を行う旨表示していたもの。 — 当該業者から「社債等を買い取る。」や「未公開株を買い取るかわりに他の会社の株式を購入してほしい。」との電話勧誘を受け、「売買基本契約書(債券取引)」や「銘柄査定書」と題する書面、事業内容欄に｢投資運用業(投資信託委託業務、投資一任業)｣、｢投資助言、代理業」と記載した会社概要が送られてきたとの情報が寄せられている。 — 掲載時期 平成26年10月” Read it at the source ↗

To cite: The Market Standard, “プロジェクトワン投資顧問株式会社 — what regulators have published”, marketstandard.org/company/13813. Cite the authority’s own publication as the primary source.

This records what named authorities published — it is not our finding.

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October 2014 · Japan · Japan FSA
Warning — Not authorised — the regulator states the site, or the entity behind it, is not authorised
Historical (>3 yrs) — 2014
Details ↗

“金融庁「無登録で金融商品取引業を行う者の名称等について」(01[.]xlsx): プロジェクトワン投資顧問株式会社 / 代表取締役社長　Ａ（Ｂ） — 勧誘資料等を送付したうえで、社債の買取りの勧誘を行っていたほか、会社概要に投資助言・代理業及び投資運用業を行う旨表示していたもの。 — 当該業者から「社債等を買い取る。」や「未公開株を買い取るかわりに他の会社の株式を購入してほしい。」との電話勧誘を受け、「売買基本契約書(債券取引)」や「銘柄査定書」と題する書面、事業内容欄に｢投資運用業(投資信託委託業務、投資一任業)｣、｢投資助言、代理業」と記載した会社概要が送られてきたとの情報が寄せられている。 — 掲載時期 平成26年10月”

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